Morgan Stanley Fined $1 Million for Client Data Breach

Morgan Stanley Fined $1 Million for Client Data Breach

Morgan Stanley agreed to pay a $1 million penalty to resolve charges that it didn't properly protect customer records after a former employee took data from about 730,000 customer accounts, the Securities and Exchange Commission said recently. The former employee, Galen Marsh, was sentenced in December to three years of probation for illegally tapping the Wall Street firm's computer system and taking the client information home with him between 2011 and 2014.

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